SEC Form 4 · accession 0001140361-15-009479
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayyappan Sankaran
Officer — EVP, ENGINEERING & CTO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 26, 2015 | A | 120,361 | A | — | — | Common Stock | 120,361 | 120,361 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest over two years in four equal installments every 6 months commencing on the grant date. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.