SEC Form 4 · accession 0001140361-15-009001
YuMe Inc · YUME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Porrini
Officer — EVP, GEN. COUNSEL & SECRETARY
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | J | 2,413 | $4.352 | A | 2,413 | D | |
| Common Stock | Feb 23, 2015 | S | 2,413 | $5.3884 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).