Form4insider filings, from the source

SEC Form 4 · accession 0000921895-15-002903

YuMe Inc · YUME

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Eric Singer
10% Owner
VIEX GP, LLC
10% Owner
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415624

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F5Dec 28, 2015P49,000$3.4133A1,700,806IVIEX Special Opportunities Fund II, LP, See Footnote
Common StockF1,F2,F5Dec 29, 2015P8,200$3.44A1,709,006IVIEX Special Opportunities Fund II, LP, See Footnote
Common StockF1,F2,F5Dec 30, 2015P31,232$3.4168A1,740,238IVIEX Special Opportunities Fund II, LP, See Footnote
Common StockF1,F2,F4holding———561,269IVIEX Opportunities Fund, LP - Series Two, See Footnote
Common StockF1,F2,F3holding———2,591,733IVIEX Opportunities Fund, LP - Series One, See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses