SEC Form 4 · accession 0001582944-16-000015

EchoStar CORP · ECHO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Kranti Kilaru

Officer — EVP, Bus Systems, IT & Ops

Period of report

Nov 15, 2016

Accepted (ET)

Nov 17, 2016 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001415404

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 15, 2016	M	5,241	$19.08	A	5,378	D
Class A Common Stock^F1	Nov 15, 2016	S	5,241	$50.46	D	137	D
Class A Common Stock	Nov 15, 2016	M	9,661	$29.54	A	9,798	D
Class A Common Stock^F2	Nov 15, 2016	S	9,661	$50.30	D	137	D
Class A Common Stock	Nov 15, 2016	M	9,046	$14.83	A	9,183	D
Class A Common Stock^F3	Nov 15, 2016	S	9,046	$50.29	D	137	D
Class A Common Stock	Nov 16, 2016	M	1,200	$19.08	A	1,337	D
Class A Common Stock^F4	Nov 16, 2016	S	1,200	$50.00	D	137	D
Class A Common Stock	Nov 16, 2016	M	23,751	$29.54	A	23,888	D
Class A Common Stock^F5	Nov 16, 2016	S	23,751	$50.08	D	137	D
Class A Common Stock	Nov 16, 2016	M	1,716	$14.83	A	1,853	D
Class A Common Stock^F5	Nov 16, 2016	S	1,716	$50.14	D	137	D
Class A Common Stock	holding	—	—		—	1,120	I	By 401(k)

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$19.08	Nov 15, 2016	M	5,241	D	—	Jun 30, 2020	Class A Common Stock	5,241	34,759	D
Employee Stock Option (Right to Buy)^F7	$29.54	Nov 15, 2016	M	9,661	D	—	Mar 31, 2018	Class A Common Stock	9,661	50,339	D
Employee Stock Option (Right to Buy)^F8	$14.83	Nov 15, 2016	M	9,046	D	—	Mar 31, 2019	Class A Common Shares	9,046	15,954	D
Employee Stock Option (Right to Buy)^F6	$19.08	Nov 16, 2016	M	1,200	D	—	Jun 30, 2020	Class A Common Stock	1,200	33,559	D
Employee Stock Option (Right to Buy)^F7	$29.54	Nov 16, 2016	M	23,751	D	—	Mar 31, 2018	Class A Common Shares	23,751	26,588	D
Employee Stock Option (Right to Buy)^F8	$14.83	Nov 16, 2016	M	1,716	D	—	Mar 31, 2019	Class A Common Shares	1,716	14,238	D

Explanation of responses

F1The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.41 and $50.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
F2The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.25 and $50.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
F3The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.25 and $50.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
F4The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.00 and $50.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
F5The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $50.00 and $50.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
F6The shares underlying the option vest at the rate of 20% per year, commencing on 6/30/2011.
F7The shares underlying the option vest at the rate of 20% per year, commencing on 3/31/2009.
F8The shares underlying the option vest at the rate of 20% per year, commencing on 3/31/2010.