SEC Form 4 · accession 0001524852-16-000008
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anders N Johnson
Officer — President - ESS
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 30, 2016 | M | 6,660 | $0.00 | A | 12,224 | D | |
| Class A Common Stock | Jun 30, 2016 | F | 3,096 | $39.70 | D | 9,128 | D | |
| Class A Common StockF1 | holding | — | — | — | 632 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jun 30, 2016 | M | 6,660 | D | — | Jun 30, 2021 | Class A Common Stock | 6,660 | 0 | D |
Explanation of responses
- F1Between July 2, 2015 and July 5, 2016, the reporting person acquired 128 shares under the Company's 401(k) plan.
- F2Each unit converts upon vesting into one share of stock, which will be issued to the reporting person immediately upon vesting.
- F3Pursuant to the terms of the reporting person's restricted stock unit agreement, 6,660 restricted stock units vested on June 30, 2016.