SEC Form 4 · accession 0001524438-16-000004
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Federico
Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 29, 2016 | M | 1,000 | $36.43 | A | 1,146 | D | |
| Class A Common StockF2 | Feb 29, 2016 | S | 1,000 | $44.93 | D | 146 | D | |
| Class A Common Stock | Mar 1, 2016 | M | 1,000 | $36.43 | A | 1,146 | D | |
| Class A Common StockF3 | Mar 1, 2016 | S | 1,000 | $44.71 | D | 146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock OptionF4 | $36.43 | Feb 29, 2016 | M | 1,000 | D | Jun 30, 2011 | Jun 30, 2016 | Class A Common Stock | 1,000 | 9,000 | D |
| Non-Employee Director Stock OptionF4 | $36.43 | Mar 1, 2016 | M | 1,000 | D | Jun 30, 2011 | Jun 30, 2016 | Class A Common Stock | 1,000 | 8,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016.
- F2The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $44.74 and $45.16. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
- F3The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $44.51 and $45.03. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
- F4The shares underlying the option were 100% vested upon the date of grant.