SEC Form 4 · accession 0001327225-15-000009
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom A Ortolf
Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 19, 2015 | M | 531 | $36.43 | A | 531 | D | |
| Class A Common Stock | Nov 19, 2015 | S | 531 | $40.50 | D | 0 | D | |
| Class A Common StockF2 | holding | — | — | — | 12,000 | I | By Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F3 | $36.43 | Nov 19, 2015 | M | 531 | D | Jun 30, 2011 | Jun 30, 2016 | Class A Common Stock | 531 | 5,600 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the person on November 16, 2015.
- F2The reporting person is a partner of the partnership that owns the reported securities and the reported securities are held as collateral for a margin account.
- F3The shares underlying the option were 100% vested upon the date of grant.