SEC Form 4 · accession 0001267348-16-000006
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G Carroll
Officer — EVP of Corp & Bus Development
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2015 | M | 4,000 | $0.00 | A | 9,694 | D | |
| Class A Common Stock | Dec 31, 2015 | F | 1,280 | $39.11 | D | 8,414 | D | |
| Class A Common StockF2 | holding | — | — | — | 596 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | $0.00 | Dec 31, 2015 | M | 4,000 | D | — | — | Class A Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Includes 545 shares acquired under the Company's employee stock purchase plan.
- F2Between February 18, 2015 and December 31, 2015, the reporting person acquired 95 shares under the Company's 401(k) plan.
- F3Each restricted stock unit represents the right to receive one share of Class A Common Stock.
- F4On December 31, 2011, the reporting person was granted 20,000 restricted stock units. The shares underlying the restricted stock units vest at the rate of 20% per year, commencing on December 31,2012. Pursuant to the terms of the reporting person's restricted stock unit agreement, on December 31, 2015, 4,000 of the reporting person's restricted stock units vested and were settled for an equal number of shares of Class A Common Stock.