SEC Form 4 · accession 0001267348-15-000005
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G Carroll
Officer — EVP of Corp & Bus Development
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 13, 2015 | M | 1,500 | $19.08 | A | 6,649 | D | |
| Class A Common Stock | Feb 13, 2015 | S | 1,500 | $55.00 | D | 5,149 | D | |
| Class A Common Stock | holding | — | — | — | 501 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.08 | Feb 13, 2015 | M | 1,500 | D | — | Sep 30, 2020 | Class A Common Stock | 1,500 | 40,500 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2014.
- F2The shares underlying the option vest at the rate of 20% per year, commencing on September 30, 2011.