SEC Form 4 · accession 0001267348-15-000002
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G Carroll
Officer — EVP of Corp & Bus Development
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2014 | M | 4,000 | — | A | 6,337 | D | |
| Class A Common Stock | Dec 31, 2014 | F | 1,280 | $52.50 | D | 5,057 | D | |
| Class A Common Stock | holding | — | — | — | 501 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Dec 31, 2014 | M | 4,000 | D | Dec 31, 2014 | Dec 31, 2014 | Class A Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of Class A Common Stock. On December 31, 2014, 4,000 of the reporting person's restricted stock units vested and were settled for an equal number of shares of Class A Common Stock.