SEC Form 4 · accession 0001184607-17-000003
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rayner
Officer — EVP, CFO, COO & Treasurer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2017 | M | 10,000 | $34.22 | A | 23,967 | D | |
| Class A Common Stock | Feb 1, 2017 | S | 10,000 | $55.00 | D | 13,967 | D | |
| Class A Common Stock | holding | — | — | — | 852 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $34.22 | Feb 1, 2017 | M | 10,000 | A | — | Dec 31, 2022 | Class A Common Stock | 10,000 | 70,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 29, 2016.
- F2The shares underlying the option vest at the rate of 20% per year, commencing on December 31, 2013.