SEC Form 4 · accession 0001090535-16-000007
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W Jackson
Officer — Pres-EchoStar Technologies LLC
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 12, 2016 | M | 10,000 | $19.08 | A | 10,183 | D | |
| Class A Common StockF1 | Aug 12, 2016 | D | 10,000 | $36.74 | D | 183 | D | |
| Class A Common StockF2 | holding | — | — | — | 3,581 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $19.08 | Aug 12, 2016 | M | 10,000 | D | — | Jun 30, 2020 | Class A Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price. The shares reported in this transaction were sold at prices ranging between $36.60 and $36.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the indicated range.
- F2Between December 31, 2015 and August 12, 2016, the reporting person acquired 128 shares under the Company's 401(k) plan.
- F3The shares underlying the option vested at the rate of 20% per year, commencing on June 30, 2011, and were fully vested on June 30, 2015.