SEC Form 4 · accession 0000904548-16-000009
EchoStar CORP · ECHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles W Ergen
Officer — Chairman · Director · 10% Owner
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 1, 2016 | A | 20 | $0.00 | A | 700,678 | D | |
| Class A Common StockF2 | holding | — | — | — | 6,122 | I | By child | |
| Class A Common StockF3 | holding | — | — | — | 6,122 | I | By custodian for child | |
| Class A Common Stock | holding | — | — | — | 47 | I | By spouse | |
| Class A Common Stock | holding | — | — | — | 3,705 | I | By 401(k) | |
| Class A Common Stock | holding | — | — | — | 201 | I | By spouse's 401(k) | |
| Class A Common StockF4 | holding | — | — | — | 5,400 | I | By charitable foundation | |
| Hughes Retail Preferred Tracking StockF2 | holding | — | — | — | 6,290,499 | I | By DISH Network L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award granted for no consideration to reporting person under the Company's innovator recognition program, which is available to all eligible employees of the Company.
- F2The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3The shares are held by a custodian for the reporting person's child. The reporting person disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4The shares are held by a charitable foundation. The reporting person is an officer of the charitable foundation and has both investment control and voting power for the foundation. The reporting person disclaims beneficial ownership of the shares, except to the extent of their pecuniary interest therein.