SEC Form 4 · accession 0001209191-17-020683
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Hauser
Officer — President, North America
Period of report
Mar 14, 2017
Accepted (ET)
Mar 14, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | F | 478 | $55.63 | D | 26,993 | D | |
| Common StockF2 | Mar 14, 2017 | F | 260 | $55.63 | D | 26,733 | D | |
| Common StockF3 | Mar 14, 2017 | F | 322 | $55.63 | D | 26,411 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on March 14, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on May 8, 2014 for 3,500 shares. The RSUs vest in four equal annual installments from March 14, 2014, subject to the Reporting Person's continued service to the Issuer.
- F2Represents the number of shares withheld by and surrendered to the Issuer on March 14, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted on March 26, 2015 for 3,808 shares. The RSUs vest in four equal annual installments from March 14, 2015, subject to the Reporting Person's continued service to the Issuer.
- F3Represents the number of shares withheld by and surrendered to the Issuer on March 14, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted on May 25, 2016 for 4,720 shares. The RSUs vest in four equal annual installments from March 14, 2016, subject to the Reporting Person's continued service to the Issuer.