SEC Form 4 · accession 0001209191-17-013128
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Garcia
Officer — Senior VP, GC & Secretary
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2017 | F | 620 | $55.67 | D | 74,776 | D | |
| Common StockF2 | Feb 19, 2017 | F | 1,350 | $55.67 | D | 73,426 | D | |
| Common StockF3 | Feb 21, 2017 | F | 1,127 | $55.28 | D | 72,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on February 19, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of a restricted stock units ("RSUs"). The initial RSUs for 6,108 shares vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer, of which the first installment vested on February 19, 2016.
- F2Represents the number of shares withheld by and surrendered to the Issuer on February 19, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted on February 29, 2016 for 14,019 shares. The RSUs vest annually at a rate of 25% per year beginning from February 19, 2016, subject to the Reporting Person's continued service to the Issuer.
- F3Represents the number of shares withheld by and surrendered to the Issuer on February 21, 2017, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs. The initial RSUs for 12,000 shares vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer, of which the first installment vested on February 21, 2015.