SEC Form 4 · accession 0001209191-16-149606
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J Sullivan
Officer — CCO, President, North America
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | A | 10,000 | $0.00 | A | 82,975 | D | |
| Common StockF2 | Nov 10, 2016 | F | 4,195 | $39.58 | D | 78,780 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Keith J Sullivan (IRA) FCC as custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of Performance Stock Units awarded on 2/29/16 ("PSUs").
- F2Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs.