SEC Form 4/A · accession 0001209191-16-145242
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Keith J Sullivan
Officer — CCO, President, North America
Period of report
Sep 6, 2016
Accepted (ET)
Oct 6, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2016 | F | 568 | $38.07 | D | 74,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
Remarks
This amendment is being filed to report the surrender of shares of common stock to the Issuer to satisfy the tax withholding obligations, which were inadvertently omitted from the prior Form 4 filed with the SEC on September 7, 2016, and the total number of securities directly owned after such transaction. Such correction also affects (and is deemed to also correct and amend to the extent necessary) the total securities directly owned by the Reporting Person following any transaction in any Form 4 filed subsequent to the original Form 4 but prior to date of this amendment.