SEC Form 4 · accession 0001209191-16-142836
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Lamm
Officer — Vice President of Operations
Period of report
Sep 22, 2016
Accepted (ET)
Sep 26, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2016 | A | 10,000 | $0.00 | A | 35,126 | D | |
| Common StockF2 | Sep 22, 2016 | F | 3,758 | $39.93 | D | 31,368 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of Performance Stock Units awarded on 7/22/15 ("PSUs").
- F2Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs.