SEC Form 4 · accession 0001209191-16-136273
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Oboyle
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 5,645 | $5.06 | A | 17,630 | D | |
| Common Stock | Aug 9, 2016 | M | 11,855 | $6.34 | A | 29,485 | D | |
| Common Stock | Aug 9, 2016 | S | 10,000 | $37.00 | D | 19,485 | D | |
| Common Stock | Aug 9, 2016 | S | 7,500 | $39.00 | D | 11,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $5.06 | Aug 9, 2016 | M | 5,645 | D | — | Jun 14, 2022 | Common Stock | 5,645 | 1,391 | D |
| Stock Options (Right to Buy)F3 | $6.34 | Aug 9, 2016 | M | 11,855 | D | — | Jun 18, 2023 | Common Stock | 11,855 | 18,145 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F225% of the total number of shares subject to the option vested on June 14, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
- F3The option is fully vested.