SEC Form 4 · accession 0001209191-16-114164
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Garcia
Officer — Senior VP, GC & Secretary
Period of report
Apr 13, 2016
Accepted (ET)
Apr 14, 2016 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2016 | F | 9,669 | $30.34 | D | 70,725 | D | |
| Common Stock | Apr 13, 2016 | S | 5,000 | $30.00 | D | 65,725 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on April 13, 2016, to satisfy tax withholding obligations. The initial grant vested with respect to 25% on April 13, 2013 and the remaining shares shall vest in 4 equal installments annually thereafter.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.