SEC Form 4 · accession 0001209191-16-106856
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J Sullivan
Officer — CCO, President, North America
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | F | 358 | $23.09 | D | 56,965 | D | |
| Common StockF2 | Mar 4, 2016 | A | 10,000 | $0.00 | A | 66,965 | D | |
| Common StockF3 | Mar 4, 2016 | F | 2,707 | $23.09 | D | 64,258 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Keith J Sullivan (IRA) FCC as custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
- F2Represents the number of shares issued upon vesting of Performance Stock Units awarded on 2/19/15 ("PSUs").
- F3Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs.