SEC Form 4 · accession 0001209191-16-104262
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Garcia
Officer — Senior VP, GC & Secretary
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 29, 2016 | A | 14,019 | $0.00 | A | 80,394 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $23.03 | Feb 29, 2016 | A | 26,702 | A | — | Feb 27, 2026 | Common Stock | 26,702 | 26,702 | D |
Explanation of responses
- F1These restricted stock units vest annually at a rate of 25% per year beginning from February 19, 2016, subject to the Reporting Person's continued service to the Issuer.
- F225% of the total number of shares subject to the option vest on February 19, 2017, and the remainder vest in equal monthly installments over a 36-month period thereafter, subject to the Reporting Person's continued service to the Issuer.