SEC Form 4 · accession 0001209191-16-101385
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick F. Williams
Officer — SVP & CFO
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | F | 2,130 | $20.69 | D | 74,972 | D | |
| Common StockF2 | Feb 21, 2016 | F | 1,855 | $20.69 | D | 73,117 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer on February 19, 2016, to satisfy tax withholding obligations that arose in connection with the vesting of a restricted stock units ("RSUs"). The initial RSUs for 20,364 shares vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer, of which the first installment vested on February 19, 2016.
- F2Represents the number of shares withheld by and surrendered to the issuer on February 21, 2016, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs. The initial RSUs for 20,000 shares vest annually at a rate of 25% per year, subject to the Reporting Person's continued service to the Issuer, of which the first installment vested on February 21, 2015.