SEC Form 4 · accession 0001209191-15-064472
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Lamm
Officer — Vice President of Operations
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 1,600 | $10.2028 | A | 22,610 | D | |
| Common Stock | Aug 5, 2015 | M | 1,462 | $11.30 | A | 24,072 | D | |
| Common Stock | Aug 5, 2015 | S | 3,062 | $37.50 | D | 21,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.2028 | Aug 5, 2015 | M | 1,600 | D | — | Jul 26, 2021 | Common Stock | 1,600 | 0 | D |
| Stock Option (Right to Buy)F3 | $11.30 | Aug 5, 2015 | M | 1,462 | D | — | Feb 16, 2022 | Common Stock | 1,462 | 3,289 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person
- F2The option is fully vested.
- F3One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.