SEC Form 4 · accession 0001209191-15-064463

Zeltiq Aesthetics Inc · ZLTQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Aug 5, 2015

Accepted (ET)

Aug 6, 2015 · 7:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001415336

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 5, 2015	M	10,921	$1.95	A	455,906	D
Common Stock	Aug 5, 2015	M	31,963	$1.25	A	487,869	D
Common Stock	Aug 5, 2015	M	7,116	$6.38	A	494,985	D
Common Stock^F2	Aug 5, 2015	S	50,000	$37.5361	D	444,985	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$1.95	Aug 5, 2015	M	10,921	D	—	Sep 9, 2019	Common Stock	10,921	0	D
Stock Option (Right to Buy)^F3	$1.25	Aug 5, 2015	M	31,963	D	—	Jul 26, 2020	Common Stock	31,963	0	D
Stock Option (Right to Buy)^F3	$6.38	Aug 5, 2015	M	7,116	D	—	Apr 27, 2022	Common Stock	7,116	121,236	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.665, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3The shares underlying this option are fully vested and exercisable.