SEC Form 4 · accession 0001209191-15-039503
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J Sullivan
Officer — SVP of WW Sales
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | F | 370 | $31.99 | D | 113,828 | D | |
| Common StockF2 | May 5, 2015 | A | 10,000 | $0.00 | A | 123,828 | D | |
| Common Stock | May 5, 2015 | F | 3,594 | $31.39 | D | 120,229 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Keith J Sullivan (IRA) FCC as custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
- F2Represents the number of shares subject to Performance Stock Units ("PSUs") vested in connection with meeting of certain performance milestones by the Reporting Person. No other shares from the PSUs vested.
- F3Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the PSUs referenced in footnote 2.