SEC Form 4 · accession 0001209191-15-006855
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Fisher
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 27, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | M | 22,602 | $6.03 | A | 22,602 | D | |
| Common Stock | Jan 26, 2015 | M | 30,000 | $6.34 | A | 52,602 | D | |
| Common StockF2 | Jan 26, 2015 | S | 52,602 | $32.1813 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.03 | Jan 26, 2015 | M | 22,602 | D | — | Sep 13, 2022 | Common Stock | 22,602 | 0 | D |
| Stock Option (Right to Buy)F3 | $6.34 | Jan 26, 2015 | M | 30,000 | D | — | Jun 18, 2023 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32 to $32.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This option is fully vested.