SEC Form 4 · accession 0001209191-15-003848

Zeltiq Aesthetics Inc · ZLTQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jan 9, 2015

Accepted (ET)

Jan 13, 2015 · 11:26 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001415336

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 9, 2015	M	15,500	$1.95	A	539,836	D
Common Stock^F2	Jan 9, 2015	S	30,100	$30.189	D	509,736	D
Common Stock	Jan 12, 2015	M	3,200	$1.95	A	512,936	D
Common Stock^F3	Jan 12, 2015	S	6,400	$30.0484	D	506,536	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$1.95	Jan 9, 2015	M	15,500	D	—	Sep 9, 2019	Common Stock	15,500	56,186	D
Stock Option (Right to Buy)^F4	$1.95	Jan 12, 2015	M	3,200	D	—	Sep 9, 2019	Common Stock	3,200	52,986	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30 to $30.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30 to $30.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4The shares underlying this option are fully vested and exercisable.