SEC Form 4 · accession 0001209191-15-003759
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Garcia
Officer — Senior VP, GC & Secretary
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2015 | M | 800 | $4.30 | A | 88,464 | D | |
| Common Stock | Jan 9, 2015 | S | 1,647 | $30.00 | D | 86,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.30 | Jan 9, 2015 | M | 800 | D | — | Nov 14, 2022 | Common Stock | 800 | 52,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
- F225% of the total number of shares subject to the option vested on November 15, 2013, and the remainder vests in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.