SEC Form 4 · accession 0001209191-15-003757
Zeltiq Aesthetics Inc · ZLTQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard C DeBenedictis
Officer — Chief Technical Officer
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2015 | M | 3,400 | $6.50 | A | 47,582 | D | |
| Common Stock | Jan 9, 2015 | S | 3,400 | $30.00 | D | 44,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.50 | Jan 9, 2015 | M | 3,400 | D | — | Oct 7, 2022 | Common Stock | 3,400 | 62,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 18, 2014.
- F225% of the total number of shares subject to the option vested on October 8, 2013, and the remainder vests in equal monthly installments over a 36-month period thereafter, subject to the Reporting Person's continued service to the Issuer.