SEC Form 4 · accession 0001415301-19-000034
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Martens
Officer — EVP, Chief Development Officer
Period of report
Mar 10, 2019
Accepted (ET)
Mar 11, 2019 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2019 | M | 1,202 | $0.00 | A | 9,261 | D | |
| Common Stock | Mar 10, 2019 | F | 357 | $8.10 | D | 8,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2019 | M | 1,202 | D | — | — | Common Stock | 1,202 | 1,202 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2One-third of these restricted stock units are scheduled to vest on each of March 10, 2018; March 10, 2019; and March 10, 2020.