SEC Form 4 · accession 0001415301-18-000103
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Frank Carcara
Officer — CEO, Emerging Brands
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | P | 2,500 | $8.00 | A | 2,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock purchased from the underwriters pursuant to the Company's underwritten public offering of 11,250,000 shares of its common stock (the "Offering"). The Offering closed on August 6, 2018 and the Shares were purchased at the public offering price of $8.00 per share. The Reporting Person is subject to a customary lock-up (including customary exceptions) which expires 60 days from August 1.