SEC Form 4 · accession 0001415301-18-000044
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray D Risley
Officer — President, Del Frisco's
Period of report
Mar 10, 2018
Accepted (ET)
Apr 19, 2018 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2018 | M | 2,478 | $0.00 | A | 9,314 | D | |
| Common Stock | Mar 10, 2018 | F | 735 | $18.05 | D | 8,579 | D | |
| Common Stock | Mar 10, 2018 | F | 265 | $18.05 | D | 8,314 | D | |
| Common Stock | Apr 1, 2018 | F | 315 | $15.25 | D | 7,999 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2018 | M | 2,478 | D | — | — | Common Stock | 2,478 | 4,810 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2On March 10, 2017, the reporting person was granted 7,288 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date