SEC Form 4 · accession 0001415301-18-000040
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric S Tucker
Officer — VP Ops Services
Period of report
Mar 10, 2018
Accepted (ET)
Apr 19, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | Mar 10, 2018 | M | 497 | $0.00 | D | 497 | D | |
| Restricted Stock Unit | Mar 10, 2018 | F | 148 | $18.05 | D | 349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2018 | M | 497 | D | — | — | Common Stock | 497 | 2,610 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2On March 10, 2017, the reporting person was granted 1,457 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.