SEC Form 4 · accession 0001415301-18-000039
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Charles Coleman III
Officer — Chief Marketing Officer
Period of report
Mar 10, 2018
Accepted (ET)
Apr 19, 2018 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2018 | M | 1,487 | $0.00 | A | 1,487 | D | |
| Common Stock | Mar 10, 2018 | F | 441 | $18.05 | D | 1,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2018 | M | 1,487 | D | — | — | Common Stock | 1,487 | 2,886 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2On March 10, 2017, the reporting person was granted 4,373 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date