SEC Form 4 · accession 0001209191-17-020360
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Pennison Jr.
Officer — Chief Financial Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2017 | A | 16,035 | A | — | — | Common Stock | 16,035 | 16,035 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2One-third of these restricted stock units are scheduled to vest on each of March 10, 2018; March 10, 2019; and March 10, 2020.