SEC Form 4 · accession 0000919574-19-002241
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
ARMISTICE CAPITAL, LLC
10% Owner
Armistice Capital Master Fund Ltd.
10% Owner
Steven Boyd
10% Owner
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 6, 2019 | P | 8,000 | $8.1509 | A | 4,578,000 | D | |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,578,000 | I | See Footnote |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,578,000 | I | See Footnote |
| Common StockF2 | Mar 6, 2019 | P | 12,000 | $8.224 | A | 4,590,000 | D | |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,590,000 | I | See Footnote |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,590,000 | I | See Footnote |
| Common StockF1 | Mar 6, 2019 | P | 22,000 | $8.1665 | A | 160,000 | I | See Footnote |
| Common StockF2 | Mar 6, 2019 | P | 10,000 | $8.2476 | A | 4,600,000 | D | |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,600,000 | I | See Footnote |
| Common StockF3 | Mar 6, 2019 | P$0 | 0 | $0.00 | A | 4,600,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are directly owned by a separately managed account client of Armistice Capital, LLC ("Armistice Capital"), and may be deemed to be indirectly beneficially owned by Armistice Capital as the investment manager of such client. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation (the "Master Fund").
- F3The reported securities are directly owned by the Master Fund, and may be deemed to be indirectly beneficially owned by Armistice Capital, as the investment manager of the Master Fund. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital. Armistice Capital and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.