SEC Form 5 · accession 0001607062-17-000004

Mojo Organics, Inc. · MOJO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter Spinner

Officer — Chief Operating Owner · Director · 10% Owner

Period of report

Dec 31, 2016

Accepted (ET)

Jan 9, 2017 · 5:53 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001414953

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value	Sep 5, 2014	P	2,660	$0.20	A	1,577,660	D
Common Stock, $0.001 par value	Sep 16, 2014	P	34,000	$0.20	A	1,611,660	D
Common Stock, $0.001 par value	Sep 16, 2014	P	9,000	$0.19	A	1,620,660	D
Common Stock, $0.001 par value	Sep 25, 2014	P	6,000	$0.20	A	1,626,660	D
Common Stock, $0.001 par value	Oct 2, 2014	P	6,000	$0.20	A	1,632,660	D
Common Stock, $0.001 par value	Jan 3, 2015	P	25,000	$0.20	A	1,657,660	D
Common Stock, $0.001 par value	Mar 5, 2015	P	6,690	$0.20	A	1,664,350	D
Common Stock, $0.001 par value	Mar 26, 2015	P	16,410	$0.30	A	1,680,760	D
Common Stock, $0.001 par value	Mar 26, 2015	P	2,600	$0.24	A	1,683,360	D
Common Stock, $0.001 par value	Jul 14, 2015	P	27,420	$0.60	A	1,710,780	D
Common Stock, $0.001 par value	Jul 14, 2015	P	20,230	$0.55	A	1,731,010	D
Common Stock, $0.001 par value	Jul 15, 2016	P	2,000	$0.60	A	1,733,000	D
Common Stock, $0.001 par value	Jul 15, 2016	P	9,000	$0.59	A	1,742,010	D
Common Stock, $0.001 par value	Jul 15, 2016	P	7,123	$0.55	A	1,749,133	D
Common Stock, $0.001 par value	Jul 18, 2016	P	2,000	$0.06	A	1,751,133	D
Common Stock, $0.001 par value	Jul 25, 2016	P	91	$0.53	A	1,751,226	D
Common Stock, $0.001 par value	Jul 25, 2016	P	3,000	$0.50	A	1,754,226	D
Common Stock, $0.001 par value	Aug 9, 2016	P	7,006	$0.60	A	1,761,232	D
Common Stock, $0.001 par value	Aug 9, 2016	P	18,600	$0.45	A	1,779,832	D
Common Stock, $0.001 par value	Aug 11, 2016	P	1,000	$0.61	A	1,780,832	D
Common Stock, $0.001 par value	Nov 11, 2016	P	24,272	$0.49	A	1,805,104	D
Common Stock, $0.001 par value	Dec 19, 2016	P	2,500	$0.40	A	1,807,604	D
Common Stock, $0.001 par value^F1	holding	—	—		—	10,000	I	Stephanie Spinner IRA
Common Stock, $0.001 par value	holding	—	—		—	150,000	I	Peter & Stephanie Spinner JTTF
Common Stock, $0.001 par value^F2	holding	—	—		—	2,398,352	I	Wyatts Torch Equity Partners LP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Purchase Warrant	$0.40	Aug 13, 2015	P	1,500,000	A	Aug 13, 2015	Aug 13, 2020	Common Stock, par value $0.001	1,500,000	1,500,000	I
Common Stock Purchase Warrant	$0.91	Mar 13, 2014	P	732,905	A	Mar 13, 2014	Mar 13, 2019	Common Stock, pay value $0.001	732,905	732,905	I
Stock Options	$0.255	Aug 14, 2016	P	192,000	A	Aug 14, 2016	Aug 14, 2019	Common Stock, par value $0.001	192,000	192,000	D

Explanation of responses

F1Mr. Spinner disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Spinner is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2Mr. Spinner is the portfolio manager and also the managing member of the general partner of Wyatts Torch Equity Partners LP, and as such, controls the voting and disposition of such shares. Mr. Spinner disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Spinner is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.