SEC Form 4/A · accession 0001144204-16-125127
Oaktree Specialty Lending Corp · OCSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James Castro-Blanco
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 23, 2016 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001414932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2016 | P | 8,250 | $6.16 | A | 12,300 | D | |
| Common StockF1,F2,F3 | holding | — | — | — | 50 | I | See below | |
| Common StockF1,F3 | holding | — | — | — | 750 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan.
- F2The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco.
- F3The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.