SEC Form 3 · accession 0001753344-18-000001
Netcapital Inc. · NCPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Kraysler
Officer — Chief Marketing Officer
Period of report
Jul 31, 2018
Accepted (ET)
Sep 20, 2018 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001414767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 5,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F15 million shares of beneficially owned common stock vest on a quarterly basis at a rate of 416,667 per quarter over a four year period.