SEC Form 3 · accession 0001717838-17-000001
Netcapital Inc. · NCPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cecilia Lenk
Officer — Chief Executive Officer
Period of report
Sep 1, 2017
Accepted (ET)
Sep 25, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001414767
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F110,000,000 of the 20,000,000 shares of beneficially owned common stock vest on a quarterly basis at a rate of 1,250,000 shares per quarter.