SEC Form 4 · accession 0001414628-18-000058
MoneyOnMobile, Inc. · MOMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oleg Gordienko
Director
Period of report
Mar 29, 2018
Accepted (ET)
Aug 6, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001414628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 29, 2018 | A | 17,500 | $5.71 | A | 78,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) | $13.20 | holding | — | — | — | Feb 7, 2018 | Feb 7, 2023 | Common Stock | 10,000 | 10,000 | D |
| Series E Convertible Preferred StockF3 | $20.00 | holding | — | — | — | Jun 23, 2016 | — | Common Stock | 3,000 | 3,000 | D |
| Series F Convertible Preferred StockF4 | $5.00 | holding | — | — | — | Dec 27, 2017 | — | Common Stock | 153,690 | 153,690 | D |
| Common Stock Warrant (Right to Buy) | $0.20 | holding | — | — | — | Nov 28, 2016 | Nov 28, 2021 | Common Stock | 3,333 | 3,333 | D |
| Common Stock Warrant (Right to Buy) | $8.00 | holding | — | — | — | Oct 25, 2017 | Oct 25, 2022 | Common Stock | 2,400 | 2,400 | D |
| Common Stock Warrant (Right to Buy) | $8.00 | holding | — | — | — | Nov 7, 2017 | Nov 7, 2022 | Common Stock | 3,750 | 3,750 | D |
Explanation of responses
- F1Reporting Person was granted shares of common stock pursuant to services provided under a consulting agreement.
- F2Reporting Person's holdings include: 60,875 shares purchased in a private transaction and 17,500 shares granted for services.
- F3The mandatory conversion rate of the preferred stock is based on a Triggering Event as described in the Certificate of Designation of Preferences, Rights and Limitations of Series E Convertible Preferred Stock.
- F4Reporting Person purchased Series F Convertible Preferred Stock in a private transaction; the preferred shares are convertible into common stock at a conversion rate of the purchase price divided by $5.00.