SEC Form 3 · accession 0001144204-15-056830
MoneyOnMobile, Inc. · MOMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hall Phoenix/Inwood Ltd
10% Owner
Period of report
Sep 17, 2015
Accepted (ET)
Sep 28, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001414628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Promissory NoteF1 | $0.60 | holding | — | — | — | Sep 17, 2015 | Sep 17, 2016 | Common Stock | 3,333,333 | — | D |
| Warrant to Purchase Common Stock | $0.60 | holding | — | — | — | Sep 17, 2015 | Sep 17, 2020 | Common Stock | 2,500,000 | — | D |
| Warrant to Purchase Common Stock | $1.25 | holding | — | — | — | Jun 23, 2014 | Jun 23, 2019 | Common Stock | 300,000 | — | D |
Explanation of responses
- F1The Convertible Promissory Note in principal amount of $2,000,000 has a maturity of 9/17/2016 and may be converted at any time before or after maturity.