SEC Form 4 · accession 0001209191-19-016721
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Moroney III
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 5, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F2 | Mar 4, 2019 | S | 10,950 | $4.01 | D | 289,164 | D | |
| Series A Common StockF1,F3 | Mar 5, 2019 | S | 700 | $4.00 | D | 288,464 | D | |
| Series A Common StockF4 | holding | — | — | — | 960 | I | By Spouse | |
| Series A Common StockF5 | holding | — | — | — | 954 | I | By Family LLC | |
| Series A Common StockF6 | holding | — | — | — | 981 | I | By 401(k) Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.
- F2This transaction was executed in multiple trades at prices ranging from $4.00 to $4.05 per share. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3These shares were purchased in the open market on March 5, 2019 at $4.00 per share.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5The reporting person is the manager of the family limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F6Held by the A.H. Belo Savings Plan as of the date of this filing.