SEC Form 4 · accession 0001209191-18-017908
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine E Larkin
Officer — SVP/General Counsel, Secretary
Period of report
Mar 7, 2018
Accepted (ET)
Mar 8, 2018 · 10:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F2 | Mar 7, 2018 | M | 1,707 | — | A | 5,573 | D | |
| Series A Common StockF3 | Mar 7, 2018 | D | 683 | $5.15 | D | 4,890 | D | |
| Series A Common StockF4,F2 | Mar 7, 2018 | M | 2,622 | — | A | 7,512 | D | |
| Series A Common StockF3 | Mar 7, 2018 | D | 1,049 | $5.15 | D | 6,463 | D | |
| Series A Common StockF5,F2 | Mar 7, 2018 | M | 3,200 | — | A | 9,663 | D | |
| Series A Common StockF3 | Mar 7, 2018 | D | 1,280 | $5.15 | D | 8,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Time-Based)F6,F2,F7 | — | Mar 7, 2018 | M | 1,707 | D | — | — | Series A Common Stock | 1,707 | 0 | D |
| Restricted Stock Units (Time-Based)F8,F2,F7 | — | Mar 7, 2018 | M | 2,622 | D | — | — | Series A Common Stock | 2,622 | 2,623 | D |
| Restricted Stock Units (Time-Based)F9,F2,F7 | — | Mar 7, 2018 | M | 3,200 | D | — | — | Series A Common Stock | 3,200 | 4,800 | D |
Explanation of responses
- F1The number of shares shown represents the time-based restricted stock units (TBRSUs) that vested on March 7, 2018. These TBRSUs were awarded on March 5, 2015.
- F2Each TBRSU represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
- F3The number of shares shown represents the settlement of the 40% cash portion of TBRSUs that vested on March 7, 2018. Pursuant to SEC guidance, settlement of the cash portion is deemed a disposition of shares to the Company.
- F4The number of shares shown represents the TBRSUs that vested on March 7, 2018. These TBRSUs were awarded on March 3, 2016.
- F5The number of shares shown represents the TBRSUs that vested on March 7, 2018. These TBRSUs were awarded on March 2, 2017.
- F6These TBRSUs were awarded on March 5, 2015.
- F7These TBRSUs vest 100% on the third trading day following the annual earnings release date for the fiscal year ended December 31, 2017, and are paid within 10 business days of vesting.
- F8These TBRSUs were awarded on March 3, 2016.
- F9These TBRSUs were awarded on March 2, 2017.