SEC Form 4 · accession 0001209191-17-019412
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant Moise
Officer — EVP/GM, Dallas Morning News
Period of report
Mar 8, 2017
Accepted (ET)
Mar 8, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F2 | Mar 8, 2017 | M | 933 | — | A | 4,426 | D | |
| Series A Common StockF3 | Mar 8, 2017 | D | 374 | $6.30 | D | 4,052 | D | |
| Series A Common StockF4,F2 | Mar 8, 2017 | M | 210 | — | A | 4,262 | D | |
| Series A Common StockF3 | Mar 8, 2017 | D | 84 | $6.30 | D | 4,178 | D | |
| Series A Common StockF5,F2 | Mar 8, 2017 | M | 1,706 | — | A | 5,884 | D | |
| Series A Common StockF3 | Mar 8, 2017 | D | 683 | $6.30 | D | 5,201 | D | |
| Series A Common StockF6,F2 | Mar 8, 2017 | M | 3,496 | — | A | 8,697 | D | |
| Series A Common StockF3 | Mar 8, 2017 | D | 1,399 | $6.30 | D | 7,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Time-Based)F7,F2,F8 | — | Mar 8, 2017 | M | 933 | D | — | — | Series A Common Stock | 933 | 0 | D |
| Restricted Stock Units (Time-Based)F9,F2,F8 | — | Mar 8, 2017 | M | 210 | D | — | — | Series A Common Stock | 210 | 0 | D |
| Restricted Stock Units (Time-Based)F10,F2,F8 | — | Mar 8, 2017 | M | 1,706 | D | — | — | Series A Common Stock | 1,706 | 1,707 | D |
| Restricted Stock Units (Time-Based)F11,F2,F8 | — | Mar 8, 2017 | M | 3,496 | D | — | — | Series A Common Stock | 3,496 | 5,245 | D |
Explanation of responses
- F1The number of shares shown represents the time-based restricted stock units (TBRSUs) that vest and were paid on March 8, 2017. These TBRSUs were awarded on March 6, 2014.
- F10These TBRSUs were awarded on March 5, 2015.
- F11These TBRSUs were awarded on March 3, 2016.
- F2Each TBRSU represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
- F3The number of shares shown represents the settlement of the 40% cash portion of TBRSUs that vested and were paid on March 8, 2017. Pursuant to SEC guidance, settlement of the cash portion is deemed a disposition of shares to the Company.
- F4The number of shares shown represents the TBRSUs that vested and were paid on March 8, 2017. These TBRSUs were awarded on May 15, 2014.
- F5The number of shares shown represents the TBRSUs that vested and were paid on March 8, 2017. These TBRSUs were awarded on March 5, 2015.
- F6The number of shares shown represents the TBRSUs that vested and were paid on March 8, 2017. These TBRSUs were awarded on March 3, 2016.
- F7These TBRSUs were awarded on March 6, 2014.
- F8These TBRSUs vest 100% and are paid on the third trading day following the annual earnings release date for the fiscal year ended December 31, 2016.
- F9These TBRSUs were awarded on May 15, 2014.