SEC Form 4 · accession 0001209191-16-107617
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine E Larkin
Officer — SVP/General Counsel, Secretary
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F2 | Mar 9, 2016 | M | 2,831 | — | A | 5,535 | D | |
| Series A Common StockF3 | Mar 9, 2016 | D | 1,133 | $5.90 | D | 4,402 | D | |
| Series A Common StockF4,F2 | Mar 9, 2016 | M | 1,242 | — | A | 5,644 | D | |
| Series A Common StockF3 | Mar 9, 2016 | D | 497 | $5.90 | D | 5,147 | D | |
| Series A Common StockF5,F2 | Mar 9, 2016 | M | 2,275 | — | A | 7,422 | D | |
| Series A Common StockF3 | Mar 9, 2016 | D | 910 | $5.90 | D | 6,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Time-Based)F6,F2,F7 | — | Mar 9, 2016 | M | 2,831 | D | — | — | Series A Common Stock | 2,831 | 0 | D |
| Restricted Stock Units (Time-Based)F8,F2,F7 | — | Mar 9, 2016 | M | 1,242 | D | — | — | Series A Common Stock | 1,242 | 1,244 | D |
| Restricted Stock Units (Time-Based)F9,F2,F7 | — | Mar 9, 2016 | M | 2,275 | D | — | — | Series A Common Stock | 2,275 | 3,413 | D |
Explanation of responses
- F1The number of shares shown represents the time-based restricted stock units (TBRSUs) that vest and were paid on March 9, 2016. These TBRSUs were awarded on March 7, 2013.
- F2Each TBRSU represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
- F3The number of shares shown represents the settlement of the 40% cash portion of TBRSUs that vested and were paid on March 9, 2016. Pursuant to SEC guidance, settlement of the cash portion is deemed a disposition of shares to the Company.
- F4The number of shares shown represents the TBRSUs that vested and were paid on March 9, 2016. These TBRSUs were awarded on March 6, 2014.
- F5The number of shares shown represents the TBRSUs that vested and were paid on March 9, 2016. These TBRSUs were awarded on March 5, 2015.
- F6These TBRSUs were awarded on March 7, 2013.
- F7These TBRSUs vest 100% and are paid on the third trading day following the annual earnings release date for the fiscal year ended December 31, 2015.
- F8These TBRSUs were awarded on March 6, 2014.
- F9These TBRSUs were awarded on March 5, 2015.