SEC Form 4 · accession 0001209191-16-107603

A. H. Belo Corp · AHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James M Moroney III

Officer — Chairman, President & CEO

Period of report

Mar 9, 2016

Accepted (ET)

Mar 10, 2016 · 4:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001413898

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Series A Common Stock^F1,F2	Mar 9, 2016	M	14,152	—	A	258,237	D
Series A Common Stock^F3	Mar 9, 2016	D	5,661	$5.90	D	252,576	D
Series A Common Stock^F4,F2	Mar 9, 2016	M	2,936	—	A	255,512	D
Series A Common Stock^F3	Mar 9, 2016	D	1,175	$5.90	D	254,337	D
Series A Common Stock^F5,F2	Mar 9, 2016	M	12,116	—	A	266,453	D
Series A Common Stock^F3	Mar 9, 2016	D	4,847	$5.90	D	261,606	D
Series A Common Stock^F6,F2	Mar 9, 2016	M	22,184	—	A	283,790	D
Series A Common Stock^F3	Mar 9, 2016	D	8,874	$5.90	D	274,916	D
Series A Common Stock^F7	holding	—	—		—	960	I	By Spouse
Series A Common Stock^F8	holding	—	—		—	954	I	By Family LLC
Series A Common Stock^F9	holding	—	—		—	981	I	By 401(k) Account

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (Time-Based)^F10,F2,F11	—	Mar 9, 2016	M	14,152	D	—	—	Series A Common Stock	14,152	0	D
Restricted Stock Units (Time-Based)^F12,F2,F11	—	Mar 9, 2016	M	2,936	D	—	—	Series A Common Stock	2,936	0	D
Restricted Stock Units (Time-Based)^F13,F2,F11	—	Mar 9, 2016	M	12,116	D	—	—	Series A Common Stock	12,116	12,118	D
Restricted Stock Units (Time-Based)^F14,F2,F11	—	Mar 9, 2016	M	22,184	D	—	—	Series A Common Stock	22,184	33,276	D

Explanation of responses

F1The number of shares shown represents the time-based restricted stock units (TBRSUs) that vested and were paid on March 9, 2016. These TBRSUs were awarded on March 7, 2013.
F10These TBRSUs were awarded on March 7, 2013.
F11These TBRSUs vest 100% and are paid on the third trading day following the annual earnings release date for the fiscal year ended December 31, 2015.
F12These TBRSUs were awarded on September 11, 2013.
F13These TBRSUs were awarded on March 6, 2014.
F14These TBRSUs were awarded on March 5, 2015.
F2Each TBRSU represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
F3The number of shares shown represents the settlement of the 40% cash portion of TBRSUs that vested and were paid on March 9, 2016. Pursuant to SEC Guidance, settlement of the cash portion is deemed a disposition of shares to the Company.
F4The number of shares shown represents the TBRSUs that vested and were paid on March 9, 2016. These TBRSUs were awarded on September 11, 2013.
F5The number of shares shown represents the TBRSUs that vested and were paid on March 9, 2016. These TBRSUs were awarded on March 6, 2014.
F6The number of shares show represents the TBRSUs that vested and were paid on March 9, 2016. These TBRSUs were awarded on March 5, 2015.
F7The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F8The reporting person is the manager of the family limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F9Held by the A. H. Belo Savings Plan as of the date of this filing.