SEC Form 4 · accession 0001209191-16-107276
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dealey D Herndon
10% Owner
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Common Stock | Mar 7, 2016 | M | 25,926 | $1.26 | A | 325,926 | D | |
| Series B Common Stock | Mar 8, 2016 | S | 100,000 | $6.12 | D | 225,926 | D | |
| Series B Common Stock | Mar 9, 2016 | S | 25,926 | $6.12 | D | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.26 | Mar 7, 2016 | M | 25,926 | D | — | May 14, 2019 | Series B Common Stock | 25,926 | 0 | D |
Explanation of responses
- F1All options are currently exercisable.