SEC Form 4 · accession 0001209191-15-022125
A. H. Belo Corp · AHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Ohara
Officer — SVP/CIO
Period of report
Mar 3, 2015
Accepted (ET)
Mar 4, 2015 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001413898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common StockF1,F2 | Mar 3, 2015 | M | 2,250 | — | A | 2,250 | D | |
| Series A Common StockF3 | Mar 3, 2015 | D | 900 | $8.81 | D | 1,350 | D | |
| Series A Common StockF4,F2 | Mar 3, 2015 | M | 2,122 | — | A | 3,472 | D | |
| Series A Common StockF3 | Mar 3, 2015 | D | 849 | $8.81 | D | 2,623 | D | |
| Series A Common StockF5,F2 | Mar 3, 2015 | M | 1,242 | — | A | 3,865 | D | |
| Series A Common StockF3 | Mar 3, 2015 | D | 497 | $8.81 | D | 3,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Time-Based)F6,F2,F7 | — | Mar 3, 2015 | M | 2,250 | D | — | — | Series A Common Stock | 2,250 | 0 | D |
| Restricted Stock Units (Time-Based)F8,F2,F7 | — | Mar 3, 2015 | M | 2,122 | D | — | — | Series A Common Stock | 2,122 | 2,123 | D |
| Restricted Stock Units (Time-Based)F9,F2,F7 | — | Mar 3, 2015 | M | 1,242 | D | — | — | Series A Common Stock | 1,242 | 1,864 | D |
Explanation of responses
- F1The number of shares shown represents the time-based restricted stock units (TBRSUs) that vest and were paid on March 3, 2015. These TBRSUs were awarded on March 8, 2012.
- F2Each TBRSU represents a contingent right to receive the value of one share of A. H. Belo Corporation Series A Common Stock. TBRSUs are valued as of the date of vesting and are paid 60% in shares of A. H. Belo Corporation Series A Common Stock and 40% in cash.
- F3The number of shares shown represents settlement of the 40% cash portion of TBRSUs that vested and were paid on March 3, 2015. Pursuant to SEC guidance, settlement of the cash portion is deemed a disposition of shares to the Company.
- F4The number of shares shown represents the TBRSUs that vested and were paid on March 3, 2015. These TBRSUs were awarded on March 7, 2013.
- F5The number of shares shown represents the TBRSUs that vested and were paid on March 3, 2015. These TBRSUs were awarded on March 6, 2014.
- F6These TBRSUs were awarded on March 8, 2012.
- F7These TBRSUs vest 100% and are paid on the third trading day following the annual earnings release date for the fiscal year ended December 31, 2014.
- F8These TBRSUs were awarded on March 7, 2013.
- F9These TBRSUs were awarded on March 6, 2014.